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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2021-01-13 |
| TX | RA | APPROVED | 2021-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Garden City | NY | 09/2014 | 11/2020 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 10/2014 | 11/2020 |
| J.P. Morgan Chase Bank, N.A. | Long Island | NY | 11/2020 | Present |
| J.P. Morgan Securities, Llc | Long Island | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-23 |
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