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Shu Yao Wang

Syw Capital Management LLC

Middle Village, NY

CRD 2639700

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Employer firm

Syw Capital Management LLC CRD 287956

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Syw Capital Management Llc

58-19 83Rd Street, Middle Village, NY 11379 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-19
  • NY RA
    APPROVED
    Since 2021-08-19

Branch Locations

58-19 83Rd Street, Middle Village, NY 11379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Syw Capital Management Llc Great Neck NY 07/2021 Present
Syw Capital Management Llc Great Neck NY 07/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 1995-08-03
  • S65 Uniform Investment Adviser Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    1995-08-03
Other Names
  • Shu Yao Chris Wang
  • Chris Wang
  • Shuyao Wang

View on SEC IAPD

Nearby Firms

OSAIC ADVISORY SERVICES, LLC
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.

Nearby Investors

JOSEPH JOHN MESSINA
STEVENSON BRUNEUS
BELLA DAVID

Nearby Offices

OSAIC ADVISORY SERVICES, LLC · Middle Village, NY
J.P. MORGAN SECURITIES LLC · MIDDLE VILLAGE, NY
PFS INVESTMENTS INC. · REGO PARK, NY

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