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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-19
NY RA APPROVED 2024-10-12
PA RA APPROVED 2024-10-12
  • TX RA
    APPROVED
    Since 2025-02-19
  • NY RA
    APPROVED
    Since 2024-10-12
  • PA RA
    APPROVED
    Since 2024-10-12

Branch Locations

80-14 Eliot Avenue, Middle Village, NY 11379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc Middle Village NY 01/2002 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
Osaic Advisory Services Atlanta GA 10/2024 Present
  • 01/2002 → 10/2024
    American Portfolios Financial Services, Inc
    Middle Village, NY
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 10/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
Previous Registrations
  • 2010-03-03 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1. JOSEPH J MESSINA, CPA, INCOME TAX PREPARATION ETC. SOLE PROPRIETOR 2. CRUMP - COMMISSION COMPENSATION INSURANCE AGENCY: LIFE AND LONG TERM CARE 3. CRUMP LIFE INSURANCE SVCS POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2002 ADDRESS: 8014 Eliot Avenue, Middle Village NY 11379, United States DESCRIPTION: Minimal insurance agent sales 4. JOSEPH J MESSINA, CPA POSITION: CPA NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 75 START DATE: 11/15/1990 ADDRESS: 8014 Eliot Avenue, Middle Village NY 11379, United States DESCRIPTION: Income tax preparation. 5. JOSEPH J MESSINA, CPA POSITION: CPA NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 11/15/1990 ADDRESS: 8014 Eliot Avenue, Middle Village NY 11379, United States DESCRIPTION: Income tax preparation. 6. CRUMP LIFE INSURANCE SVCS POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2002 ADDRESS: 8014 Eliot Avenue, Middle Village NY 11379, United States DESCRIPTION: Minimal insurance agent sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-07
S63 Uniform Securities Agent State Law Examination 1996-08-30
  • S66 Uniform Combined State Law Examination
    2001-03-07
  • S63 Uniform Securities Agent State Law Examination
    1996-08-30
Designations

View on SEC IAPD

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