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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED | 2025-11-26 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plantation | FL | 02/2013 | 04/2017 |
| J.P. Morgan Chase Bank | Plantation | FL | 01/2013 | 04/2017 |
| Wells Fargo Clearing Services, Llc. | Fort Lauderdale | FL | 04/2017 | 04/2018 |
| Wells Fargo Bank Na | Fort Lauderdale | FL | 04/2017 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plantation | FL | 04/2018 | 11/2025 |
| Bank Of America, N.A. | Plantation | FL | 06/2018 | 11/2025 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 11/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2026 | Present |
(1) 689071 - 1540 W. 10th St / Investment Related / Riviera Beach, FL / Rental Property / Sole Proprietor, Owner / Start 01-April-2021 / During business hours: 0 / After business hours: 1 / Administrative. (2) 689076 - 3430 Avenue H East / Investment Related / Riviera Beach, FL / Rental Property / Sole Proprietor, Owner / Start 01-March-2023 / During business hours: 0 / After business hours: 1 / Administrative. (3) 689018- Riviera 490 LLC / Investment Related / Plantation, FL / Rental Property / Sole Proprietor, Owner / Start 19-March-2026 / During business hours: 0 / After business hours: 1 / Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-31 |
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