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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-03-03 |
Branch Locations
4419 Pheasant Ridge Road Suite 100, Roanoke, VA 24014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Roanoke | VA | 08/2012 | 03/2017 |
| Commonwealth Financial Network | Waltham | MA | 03/2017 | 06/2026 |
| Commonwealth Financial Network | Waltham | MA | 06/2026 | Present |
| Blue Haven Strategic Financial Group | Roanoke | VA | 03/2017 | Present |
1. Owner, Chris Mason Financial Services, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of 01/01/2017; Approximately less than 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Selling fixed insurance products; Conducted at branch location; Investment related. 3. Co-owner, PeakStone Property Management, LLC, an entity created for the purpose of buying and managing residential real estate in Roanoke, VA; as of 1/07/2021; Less than 5% of time spent during business hours; Not conducted at branch; Investment related. 4. Co-owner, LIBB Property Management, LLC, an entity created for the purpose of buying and managing real estate at 4522 S Cameron Ave Tampa, FL 33611, as of 5/01/2023; Less than 5% of time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-10 |
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