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Nicholas M Ricciardi

Usi Securities, Inc.

Glastonbury, CT

Florham Park, NJ

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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-08
  • NJ RA
    APPROVED
    Since 2025-07-08

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

180 Park Avenue 1St Floor, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nav Capital Partners / Canard Capital Llc Princeton NJ 01/2013 09/2016
Terranova Capital Equities, Inc New York NY 10/2015 03/2017
Primerica Financial Services Mahwah NJ 03/2019 10/2019
Pfs Investments Inc. Mahwah NJ 03/2019 10/2019
Policygenius New York NY 06/2018 10/2019
Family First Life West Oragne NJ 09/2016 06/2018
Adp Llc. Florham Park NJ 10/2019 03/2025
Adp Broker-Dealer, Inc. Florham Park NJ 10/2019 03/2025
Usi Consulting Group Glastonbury CT 03/2025 Present
Usi Securities Glastonbury CT 03/2025 Present
  • 01/2013 → 09/2016
    Nav Capital Partners / Canard Capital Llc
    Princeton, NJ
  • 10/2015 → 03/2017
    Terranova Capital Equities, Inc
    New York, NY
  • 03/2019 → 10/2019
    Primerica Financial Services
    Mahwah, NJ
  • 03/2019 → 10/2019
    Pfs Investments Inc.
    Mahwah, NJ
  • 06/2018 → 10/2019
    Policygenius
    New York, NY
  • 09/2016 → 06/2018
    Family First Life
    West Oragne, NJ
  • 10/2019 → 03/2025
    Adp Llc.
    Florham Park, NJ
  • 10/2019 → 03/2025
    Adp Broker-Dealer, Inc.
    Florham Park, NJ
  • 03/2025 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 03/2025 → Present
    Usi Securities
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-07
S63 Uniform Securities Agent State Law Examination 2019-10-29
  • S66 Uniform Combined State Law Examination
    2025-07-07
  • S63 Uniform Securities Agent State Law Examination
    2019-10-29
Other Names
  • Nicholas Michael Ricciardi
  • Nicholas Ricciardi
  • Nicholas M Ricciardi

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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