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Kara Jaleen Proctor

Midwest Professional Planners, Ltd.

Duluth, MN

Wausau, WI

CRD 5719166

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Employer firm

Midwest Professional Planners, Ltd. CRD 112995

$649M regulatory AUM 45 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Midwest Professional Planners, Ltd.

2610 Stewart Avenue, Suite 100, Wausau, WI 54401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-11-02
  • MN RA
    APPROVED
    Since 2021-11-02

Branch Locations

309 W. Superior Street, Duluth, MN 55802 • United States

2610 Stewart Avenue, Suite 100, Wausau, WI 54401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rsm Us Wealth Management, Llc Duluth MN 08/2013 10/2019
U.S. Bank Duluth MN 10/2019 11/2021
Midwest Professional Planners, Ltd Duluth MN 11/2021 04/2025
Midwest Professional Planners, Ltd Duluth MN 01/2022 Present
Midwest Professional Planners, Ltd. Duluth MN 04/2025 Present
Midwest Professional Planners, Ltd. Duluth MN 01/2026 Present
Previous Registrations
Other Businesses

DULUTH SUPERIOR ECO ROTARY PAST PRESIDENT, MEMBER SINCE 08/2019 NOT INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-10
  • S66 Uniform Combined State Law Examination
    2013-06-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Offices

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