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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
211 West Main Street Suite 301, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Cincinnati | OH | 09/2009 | 04/2025 |
| Charles Schwab Bank | Cincinnati | OH | 04/2011 | 04/2025 |
| Sanctuary Securities, Inc. | Carmel | IN | 04/2025 | Present |
| Sanctuary Advisors Llc | Carmel | IN | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-18 |
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