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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-04-04
TX RA APPROVED 2025-04-04
  • IN RA
    APPROVED
    Since 2025-04-04
  • TX RA
    APPROVED
    Since 2025-04-04

Branch Locations

211 West Main Street Suite 301, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Cincinnati OH 09/2009 04/2025
Charles Schwab Bank Cincinnati OH 04/2011 04/2025
Sanctuary Securities, Inc. Carmel IN 04/2025 Present
Sanctuary Advisors Llc Carmel IN 04/2025 Present
Previous Registrations
  • 2011-04-29 → 2025-04-16
    Fishers (Indianapolis), IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-28
S63 Uniform Securities Agent State Law Examination 2009-12-18
  • S66 Uniform Combined State Law Examination
    2011-04-28
  • S63 Uniform Securities Agent State Law Examination
    2009-12-18
Designations

View on SEC IAPD

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