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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-12 |
| CA | RA | APPROVED | 2016-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Prescott | AZ | 05/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Prescott | AZ | 05/2016 | Present |
I*1480274 For profit or not for profit: Entity Charitable Name of outside business organization: Gravitas Outdoor Leadership &Development Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 10/1/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Board of Director Qtrly meetings and Guidance of the Directors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-23 |
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