James L Alexander

Employer firm

Cerity Partners Retirement Plan Consultants CRD 164198

$40.3B regulatory AUM 105 advisory clients

Reported services (Item 5G)

• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 09/2017
  Scottrade
  Park Ridge, IL
• 09/2017 → 10/2019
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 10/2019 → 02/2026
  Edge Portfolio Management, Llc
  Wheaton, IL
• 02/2026 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 2019-10-21 → 2026-03-23
  Edge Financial Advisors, Llc
  Wheaton, IL
• 2018-02-27 → 2019-10-18
  Td Ameritrade, Inc.
  Tinley Park, IL
  Schaumburg, IL
• 2018-02-26 → 2019-10-18
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Tinley Park, IL
  Schaumburg, IL
• 2017-01-30 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-01-30
• S63 Uniform Securities Agent State Law Examination
  2010-08-16

Designations

• Certified Financial Planner