Best Investors Account Sign in
Inactive

James L Alexander

Cerity Partners Retirement Plan Consultants

New York, NY

Wheaton, IL

Cerity Partners LLC

Wheaton, IL

New York, NY

Claim This Profile
Current Employers
Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-06
  • IL RA
    APPROVED
    Since 2026-04-06

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

111 W Wesley Street Suite 1, Wheaton, IL 60187 • United States

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-05
  • IL RA
    APPROVED
    Since 2026-03-05

Branch Locations

111 W Wesley St Suite 1, Wheaton, IL 60187 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Park Ridge IL 05/2010 09/2017
Td Ameritrade Investment Management, Llc Omaha NE 09/2017 10/2019
Edge Portfolio Management, Llc Wheaton IL 10/2019 02/2026
Cerity Partners Llc New York NY 02/2026 Present
  • 05/2010 → 09/2017
    Scottrade
    Park Ridge, IL
  • 09/2017 → 10/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2019 → 02/2026
    Edge Portfolio Management, Llc
    Wheaton, IL
  • 02/2026 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2019-10-21 → 2026-03-23
    Edge Financial Advisors, Llc
    Wheaton, IL
  • 2018-02-27 → 2019-10-18
    Td Ameritrade, Inc.
    Tinley Park, IL
    Schaumburg, IL
  • 2018-02-26 → 2019-10-18
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Tinley Park, IL
    Schaumburg, IL
  • 2017-01-30 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2010-08-16
  • S66 Uniform Combined State Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2010-08-16
Designations

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor