Christopher P Wilkens

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 05/2018
  Merrill Lynch
  New York, NY
• 06/2011 → 05/2018
  Bank Of America,N.A.
  New York, NY
• 05/2018 → Present
  Rbc Capital Markets, Llc.
  New York, NY
• 06/2018 → Present
  City National Bank
  New York, NY

Previous Registrations

• 2011-03-11 → 2018-06-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2009-12-21 → 2010-12-17
  Morgan Stanley
  New York, NY

Other Businesses

AMERICAN LEGION POST 754; ADDRESS: 180 CENTRAL PARK SOUTH, NEW YORK, NY 10019; NOT INVESTMENT RELATED; BUSINESS DUTIES: VETERAN SERVICE ORGANIZATION; CAPACITY: DIRECTOR; START DATE: 6/1/2010; DUTIES: ORGANIZE SOCIAL GATHERINGS FOR VETERAN RELATED EVENTS THAT THE POST CONDUCTS.; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-18

Other Names

• Christopher Wilkens