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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| WI | RA | APPROVED | 2017-03-25 |
Branch Locations
919 W Kennedy Ave Suite B, Kimberly, WI 54136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Kimberly | WI | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Kimberly | WI | 07/2016 | Present |
| Mml Investors Services, Llc | Kimberly | WI | 03/2017 | Present |
Name: Appleton Beer Factory Inv rel: N Add: 603 W College Ave Appleton WI 54915 Nature: Restaurant/Bar work Position: Part owner Start date: 12/15/2017 No. HR/MO: 20 No. HR/MO during sec trading: 0 Describe duties: marketing, website, brewing once a month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-12 |
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