Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-10-09 |
Branch Locations
6600 Westown Pkwy Ste 260, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life Securities, Inc. | West Des Moines | IA | 05/2016 | 10/2023 |
| Bankers Life Advisory Services, Inc | West Des Moines | IA | 04/2021 | 10/2023 |
| Bankers Life | West Des Moines | IA | 05/2016 | 10/2023 |
| Lpl Financial, Llc | West Des Moines | IA | 10/2023 | Present |
1) 10/05/2023- Aspen Financial Services, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 10/05/2023- KCRB Properties LLC - Real Estate Rental- owner- inv. related- Des Moines, IA - start date 05/01/2014- 10-15 hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-02 |
Reach out to this advisor