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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Longview | TX | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Longview | TX | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Longview | TX | 06/2023 | Present |
RAF VENTURES LLC, INV RELATED, LONGVIEW, TX, 100% OWNERSHIP, START 4/18/2024, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| PS2911, LLC; INV RELATED; LONGVIEW, TX; REAL ESTATE; 15% OWNERSHIP; START DATE 01/10/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE | COMMERCIAL PROPERTY; INV RELATED; WEALTH MANAGEMENT PRACTICE; 15% OWNERSHIP; START DATE 02/01/205; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. FINET PRACTICE ST. ANTHONY'S CATHOLIC CHURCH; INV RELATED; LONGVIEW,TX; FINANCE COMMITTEE MEMBER; START DATE: 02/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-22 |
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