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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-17 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc | Denver | CO | 08/2018 | 12/2018 |
| Northwestern University | Evanston | IL | 08/2016 | 07/2018 |
| Aqr Capital Management | Greenwich | CT | 07/2018 | 07/2022 |
| Aqr Investments, Llc | Greenwich | CT | 01/2019 | 07/2022 |
| Neuberger Berman | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-05 |
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