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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-17
  • NY RA
    APPROVED
    Since 2022-08-17

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc Denver CO 08/2018 12/2018
Northwestern University Evanston IL 08/2016 07/2018
Aqr Capital Management Greenwich CT 07/2018 07/2022
Aqr Investments, Llc Greenwich CT 01/2019 07/2022
Neuberger Berman New York NY 07/2022 Present
  • 08/2018 → 12/2018
    Alps Distributors, Inc
    Denver, CO
  • 08/2016 → 07/2018
    Northwestern University
    Evanston, IL
  • 07/2018 → 07/2022
    Aqr Capital Management
    Greenwich, CT
  • 01/2019 → 07/2022
    Aqr Investments, Llc
    Greenwich, CT
  • 07/2022 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2018-09-05
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2018-09-05
Other Names
  • Richard Lipman
  • Richard M Lipman
  • Richard Marc Lipman

View on SEC IAPD

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