Spencer Edwin Taylor

Current Employers

Employment History

• 09/2009 → 04/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 11/2009 → 04/2018
  Bank Of America, N.A.
  Jacksonville, FL
• 11/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Clarita, CA
• 04/2018 → 11/2020
  Unemployed
  Ventura, CA

Previous Registrations

• 2010-01-08 → 2018-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland Hills, CA
  Santa Monica, CA
  Jacksonville, FL
  Woodland Hills, CA
  Santa Barbara, CA
  Santa Barbara, CA
  Goleta, CA
  Santa Barbara, CA
  Santa Clarita, CA

Other Businesses

I*77051 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DAEH FLP INVESTMENT RELATED: YES ADDRESS OF BUSINESS: THE VILLAGES, FLORIDA 32163 START DATE OF RELATIONSHIP: 1/2/2001 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE FAMILY LIMITED PARTNERSHIP HOUSES A REAL ESTATE HOLDING. I HAVE NO RESPONSIBILITIES OR VOTING RIGHTS I*4003276 Entity Type: For Profit Name of OBA: Ebay Site Address: Ventura, California, 93003 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/15/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0 Duties: Re-sell of used video game accessories maintain and monitor site/inventory, set price, package successful sales for delivery I*1723293 Entity Type: Fiduciary role Name of OBA: D. A T. Rev Trust Address: Leesburg, Florida, 34748 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 02/19/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Trustee/Parents I*1723294 Entity Type: Fiduciary role Name of OBA: E. H T. Rev Trust Address: Leesburg, Florida, 34748 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 02/19/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Trustee/Parents I*1955289 Entity Type: Fiduciary role Name of OBA: DAEH FLP Address: Leesburg, Florida, 34748 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/23/2024 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*1955282 Entity Type: Fiduciary role Name of OBA: E. H T. Rev Trust Address: Leesburg, Florida, 34748 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/23/2024 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*1955283 Entity Type: Fiduciary role Name of OBA: D. A T. Rev Trust Address: Leesburg, Florida, 34748 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/23/2024 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney /Parents I*1955284 Entity Type: Fiduciary role Name of OBA: D. A. T. Address: Leesburg, Florida, 34748 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/23/2024 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney /Parents I*1955286 Entity Type: Fiduciary role Name of OBA: Schwab Charitable Fund D. A T. Donor Address: Leesburg, Florida, 34748 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/23/2024 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney /Parents I*351984 Entity Type: For Profit Name of OBA: DAEH FLP Address: Leesburg, Florida, 34748 Investment Related: Yes Position, Title, Association: Other Employee Start Date: 01/02/2001 Number of Hours: 0 Number of Hours during trading: 0 Duties: Commercial Real Estate and related income none

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-30
• S63 Uniform Securities Agent State Law Examination
  2021-01-04
• S66 Uniform Combined State Law Examination
  2010-01-07

Other Names

• Spencer Edwin Taylor
• Spencer Taylor