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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-05 |
Branch Locations
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
409 Broad St, Oriental, NC 28571 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 01/2017 | 12/2025 |
| First Citizens Bank | Oriental | NC | 09/2012 | 12/2025 |
| First Citizens Investor Services | Raleigh | NC | 12/2025 | Present |
| First Citizens Bank | Oriental | NC | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-04 |
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