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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

San Pedro, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zeiders Enterprises Los Angeles CA 03/2015 Present
Cetera Wealth Services, Llc El Segundo CA 07/2016 Present
Cetera Investment Services Llc Saint Cloud MN 07/2016 Present
Cetera Advisors Llc Denver CO 07/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Financial Specialists Llc Schaumburg IL 07/2016 Present
  • 03/2015 → Present
    Zeiders Enterprises
    Los Angeles, CA
  • 07/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2016 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2016 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ZEIDERS ENTERPRISES INVESTMENT RELATED: NO ADDRESS: 2750 KILLARNEY DRIVE SUITE 100 WOODBRIDGE VA 22192 NATURE OF BUSINESS: EDUCATION TO MILITARY PERSONNEL START DATE: 03/2015 APX NUMBER OF HOURS PER WEEK: LESS THAN ONE APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN ONE BRIEF DESCRIPTION OF DUTIES: PROVIDE EDUCATIONAL PRESENTATIONS PROVIDED BY ZEIDERS (DOD CONTRACTOR) ON BASIC FINANCIAL LITERACY; 2. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 25415 PINE CREEK LANE, WILMINGTON, CA 90744, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: RENTING OUT OWNED CONDO;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-16
S66 Uniform Combined State Law Examination 2012-08-07
S63 Uniform Securities Agent State Law Examination 2009-11-25
  • S65 Uniform Investment Adviser Law Examination
    2021-12-16
  • S66 Uniform Combined State Law Examination
    2012-08-07
  • S63 Uniform Securities Agent State Law Examination
    2009-11-25
Other Names
  • Zarina M Sullivan

View on SEC IAPD

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