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15 W 38Th St. #704, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laidlaw And Company | New York | NY | 12/2013 | 07/2017 |
| Worden Capital Management Llc | New York | NY | 07/2017 | 02/2021 |
| Stirlingshire Investments | New York | NY | 08/2020 | Present |
Stirlingshire Investments, Inc. - CEO and Chairman of the Board - parent company of Stirlingshire BD LLC and Stirlingshire RIA LLC. 10 hours per week, outside trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-11 |
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