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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
251 South Lake Avenue Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Norfolk | VA | 06/2012 | 01/2020 |
| New York Life Insurance Company | Norfolk | VA | 09/2009 | 01/2020 |
| Eagle Strategies Llc | New York | NY | 05/2017 | 01/2020 |
| Sagepoint Financial, Inc. | New York | NY | 01/2020 | 01/2021 |
| First Financial Equity Corporation | Pasadena | CA | 01/2021 | 04/2022 |
| Cetera Wealth Services, Llc | Pasadena | CA | 04/2022 | Present |
| Enrichher | Atlanta | GA | 01/2022 | 01/2026 |
| Precision Planning Financial Group, Llc | Pasadena | CA | 10/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Barry Queen Ii | Pasadena | CA | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2020; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: CLARITY FINANCIAL GROUP, LLC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX FILING PURPOSES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: SOLE OWNER AND OPERATOR, TAX FILING AND ASSET PROTECTION; 3. NAME OF OTHER BUSINESS: PRECISION PLANNING FINANCIAL GROUP, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: BARRY QUEEN II, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: PUBLIC SPEAKING, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SPEAKING AND WRITING ABOUT NON INVESTMENT RELATED TOPICS; 5. NAME OF OTHER BUSINESS: YOUR MONEY, YOUR STORY; INVESTMENT RELATED: NO; ADDRESS: 3545 WILSHIRE BOULEVARD, UNIT 903, LOS ANGELES, CA 91101; NATURE OF BUSINESS: BOOK; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: AUTHOR, SPEAKER, FOUNDER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR/CONTENT CREATOR OF BOOK, OVERSEE DEVELOPMENT & DISTRIBUTION OF EDUCATION CONTENT RELATED TO BOOK, MANGE MARKETING & PROMOTION OF BOOKS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-18 |
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