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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

251 South Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Norfolk VA 06/2012 01/2020
New York Life Insurance Company Norfolk VA 09/2009 01/2020
Eagle Strategies Llc New York NY 05/2017 01/2020
Sagepoint Financial, Inc. New York NY 01/2020 01/2021
First Financial Equity Corporation Pasadena CA 01/2021 04/2022
Cetera Wealth Services, Llc Pasadena CA 04/2022 Present
Enrichher Atlanta GA 01/2022 01/2026
Precision Planning Financial Group, Llc Pasadena CA 10/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Barry Queen Ii Pasadena CA 01/2024 Present
  • 06/2012 → 01/2020
    Nylife Securities Llc
    Norfolk, VA
  • 09/2009 → 01/2020
    New York Life Insurance Company
    Norfolk, VA
  • 05/2017 → 01/2020
    New York, NY
  • 01/2020 → 01/2021
    Sagepoint Financial, Inc.
    New York, NY
  • 01/2021 → 04/2022
    First Financial Equity Corporation
    Pasadena, CA
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    Pasadena, CA
  • 01/2022 → 01/2026
    Enrichher
    Atlanta, GA
  • 10/2022 → Present
    Precision Planning Financial Group, Llc
    Pasadena, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2024 → Present
    Barry Queen Ii
    Pasadena, CA
Previous Registrations
  • 2021-01-26 → 2022-04-20
    Ffec Wealth Partners Llc
    New York, NY
    New York, NY
    Scottsdale, AZ
    Pasadena, CA
  • 2020-01-13 → 2021-01-28
    Osaic Services, Inc.
    New York, NY
    New York, NY
    Forest Lake, MN
  • 2017-05-04 → 2020-01-08
    New York, NY
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2020; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: CLARITY FINANCIAL GROUP, LLC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX FILING PURPOSES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: SOLE OWNER AND OPERATOR, TAX FILING AND ASSET PROTECTION; 3. NAME OF OTHER BUSINESS: PRECISION PLANNING FINANCIAL GROUP, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: BARRY QUEEN II, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: PUBLIC SPEAKING, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SPEAKING AND WRITING ABOUT NON INVESTMENT RELATED TOPICS; 5. NAME OF OTHER BUSINESS: YOUR MONEY, YOUR STORY; INVESTMENT RELATED: NO; ADDRESS: 3545 WILSHIRE BOULEVARD, UNIT 903, LOS ANGELES, CA 91101; NATURE OF BUSINESS: BOOK; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: AUTHOR, SPEAKER, FOUNDER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR/CONTENT CREATOR OF BOOK, OVERSEE DEVELOPMENT & DISTRIBUTION OF EDUCATION CONTENT RELATED TO BOOK, MANGE MARKETING & PROMOTION OF BOOKS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-05
S63 Uniform Securities Agent State Law Examination 2012-12-18
  • S66 Uniform Combined State Law Examination
    2017-04-05
  • S63 Uniform Securities Agent State Law Examination
    2012-12-18
Other Names
  • Barry Queen
  • Barry J Queen
  • Barry J Queen

View on SEC IAPD

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