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Dustin James Groves

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8181 Communications Pkwy. Bldg B, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 10/2012 Present
Jp Morgan Chase Bank, N.A. Plano TX 05/2013 Present
Previous Registrations
  • 2010-10-06 → 2012-10-01
    Chase Investment Services Corp.
    Plano, TX
    Frisco, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
  • 2009-11-10 → 2010-06-29
    Edward Jones
    St Louis, MO
    Fayetteville, AR
    Fayetteville, AR
    Fayetteville, AR
    Fayetteville, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-06
  • S66 Uniform Combined State Law Examination
    2009-11-06
Other Names
  • Dustin Groves

View on SEC IAPD

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