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Freddie Latron Broadway

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-19
  • TX RA
    APPROVED
    Since 2026-05-19

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Advisers, Inc. Plano TX 05/2026 Present
Fisher Investments Plano TX 06/2024 11/2025
Josh Deshong Real Estate Addison TX 01/2021 06/2024
Unemployed Dallas TX 01/2020 01/2021
Finra Dallas TX 01/2019 01/2020
Capital One Investing, Llc Plano TX 12/2016 01/2019
Vanguard Marketing Corporation Plano TX 02/2026 Present
The Vanguard Group, Inc. Plano TX 02/2026 Present
Dfw Wealth Strategies Southlake TX 11/2025 02/2026
Texas A & M University Commerce TX 06/2015 12/2016
Regal Realtors Rowlett TX 06/2025 01/2026
Capital One Advisors, Llc Plano TX 12/2016 01/2019
  • 05/2026 → Present
    Vanguard Advisers, Inc.
    Plano, TX
  • 06/2024 → 11/2025
    Fisher Investments
    Plano, TX
  • 01/2021 → 06/2024
    Josh Deshong Real Estate
    Addison, TX
  • 01/2020 → 01/2021
    Unemployed
    Dallas, TX
  • 01/2019 → 01/2020
    Finra
    Dallas, TX
  • 12/2016 → 01/2019
    Capital One Investing, Llc
    Plano, TX
  • 02/2026 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 02/2026 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 11/2025 → 02/2026
    Dfw Wealth Strategies
    Southlake, TX
  • 06/2015 → 12/2016
    Texas A & M University
    Commerce, TX
  • 06/2025 → 01/2026
    Regal Realtors
    Rowlett, TX
  • 12/2016 → 01/2019
    Capital One Advisors, Llc
    Plano, TX
Previous Registrations
  • 2024-08-07 → 2025-12-02
    Fisher Investments
    Plano, TX
  • 2017-09-11 → 2019-03-12
    Capital One Advisors, Llc
    Plano, TX
    Mclean, VA
  • 2013-10-01 → 2016-04-08
    Usaa Financial Planning Services
    Addison, TX
  • 2012-10-01 → 2013-03-18
    J.P. Morgan Securities Llc
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2010-10-08 → 2012-10-01
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2009-12-15 → 2010-07-22
    Edward Jones
    St Louis, MO
    Monroe, LA
    Monroe, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-18
S65 Uniform Investment Adviser Law Examination 2024-08-06
  • S66 Uniform Combined State Law Examination
    2026-05-18
  • S65 Uniform Investment Adviser Law Examination
    2024-08-06
Other Names
  • Freddie L Broadway
  • Freddie Broadway

View on SEC IAPD

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Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
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BBAE ADVISORS LLC · PLANO, TX
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