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Victoria Roman

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-09
  • TX RA
    APPROVED
    Since 2022-11-09

Branch Locations

8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Odessa TX 09/2009 02/2017
J.P. Morgan Securities Llc Odessa TX 10/2012 02/2017
Edward Jones Odessa TX 02/2017 08/2019
Wells Fargo Bank, Na Midland TX 09/2019 12/2021
Wells Fargo Clearing Services, Llc Midland TX 09/2019 12/2021
Primerica Odessa TX 03/2022 07/2022
J.P. Morgan Securities Llc San Antonio TX 09/2022 Present
Jpmorgan Chase Bank, N.A. San Antonio TX 09/2022 Present
Unemployed Odessa TX 01/2022 03/2022
Unemployed Odessa TX 07/2022 09/2022
  • 09/2009 → 02/2017
    Jp Morgan Chase Bank Na
    Odessa, TX
  • 10/2012 → 02/2017
    J.P. Morgan Securities Llc
    Odessa, TX
  • 02/2017 → 08/2019
    Edward Jones
    Odessa, TX
  • 09/2019 → 12/2021
    Wells Fargo Bank, Na
    Midland, TX
  • 09/2019 → 12/2021
    Wells Fargo Clearing Services, Llc
    Midland, TX
  • 03/2022 → 07/2022
    Primerica
    Odessa, TX
  • 09/2022 → Present
    J.P. Morgan Securities Llc
    San Antonio, TX
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 01/2022 → 03/2022
    Unemployed
    Odessa, TX
  • 07/2022 → 09/2022
    Unemployed
    Odessa, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-08
S63 Uniform Securities Agent State Law Examination 2009-10-19
  • S66 Uniform Combined State Law Examination
    2019-10-08
  • S63 Uniform Securities Agent State Law Examination
    2009-10-19
Other Names
  • Vicky Roman

View on SEC IAPD

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