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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-07-12 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 03/2012 | Present |
| Commonwealth Financial Network | San Diego | CA | 07/2017 | Present |
1. STAFF MEMBER, OPTIMAL NUTRITIONALS, A NUTRITIONAL SUPPLEMENET BUSINESS; AS OF 07/10/2017; APPROXIMATELY LESS THAN 1% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; NOT CONDUCTED AT BRANCH LOCATION; NOT INVESTMENT RELATED. 2. Owner/Designer, Trail Comfort, an online apparel company that sells on Etsy Marketplace; Located in San Diego CA, as of 12/26/2024; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-04 |
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