Mark C Gregory

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2018
  Scottrade
  San Jose, CA
• 08/2018 → 06/2024
  Td Ameritrade
  Torrance, CA
• 03/2018 → 08/2018
  Unemployed
  San Jose, CA
• 04/2022 → Present
  Charles Schwab & Co., Inc.
  Torrance, CA
• 04/2022 → Present
  Charles Schwab Bank, Ssb
  Torrance, CA

Previous Registrations

• 2018-09-05 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Cupertino, CA
  Campbell, CA
  Beverly Hills, CA
  Torrance, CA
• 2018-09-05 → 2022-10-14
  Td Ameritrade, Inc.
  Cupertino, CA
  Campbell, CA
  Beverly Hills, CA
  Torrance, CA
• 2017-01-25 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO
• 2014-04-07 → 2016-03-16
  Harrisdirect Llc
  Arlington, VA
  Torrance, CA
• 2012-03-20 → 2014-03-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Culver City, CA
  Fullerton, CA
  Los Angeles, CA
  Los Angeles, CA
  Culver City, CA
  Venice, CA
  New York, NY
  Venice, CA
  Los Angeles, CA
• 2011-10-10 → 2012-01-13
  Edward Jones
  St Louis, MO
  Marina Del Rey, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-07-30
• S63 Uniform Securities Agent State Law Examination
  2009-12-23

Other Names

• Mark C. Gregory
• Mark Christopher Gregory