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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

2361 Rosecrans Avenue Suite 150, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade San Jose CA 03/2016 03/2018
Td Ameritrade Torrance CA 08/2018 06/2024
Unemployed San Jose CA 03/2018 08/2018
Charles Schwab & Co., Inc. Torrance CA 04/2022 Present
Charles Schwab Bank, Ssb Torrance CA 04/2022 Present
  • 03/2016 → 03/2018
    Scottrade
    San Jose, CA
  • 08/2018 → 06/2024
    Td Ameritrade
    Torrance, CA
  • 03/2018 → 08/2018
    Unemployed
    San Jose, CA
  • 04/2022 → Present
    Torrance, CA
  • 04/2022 → Present
    Charles Schwab Bank, Ssb
    Torrance, CA
Previous Registrations
  • 2018-09-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Cupertino, CA
    Campbell, CA
    Beverly Hills, CA
    Torrance, CA
  • 2018-09-05 → 2022-10-14
    Td Ameritrade, Inc.
    Cupertino, CA
    Campbell, CA
    Beverly Hills, CA
    Torrance, CA
  • 2017-01-25 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2014-04-07 → 2016-03-16
    Harrisdirect Llc
    Arlington, VA
    Torrance, CA
  • 2012-03-20 → 2014-03-12
    Culver City, CA
    Fullerton, CA
    Los Angeles, CA
    Los Angeles, CA
    Culver City, CA
    Venice, CA
    New York, NY
    Venice, CA
    Los Angeles, CA
  • 2011-10-10 → 2012-01-13
    St Louis, MO
    Marina Del Rey, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-30
S63 Uniform Securities Agent State Law Examination 2009-12-23
  • S66 Uniform Combined State Law Examination
    2011-07-30
  • S63 Uniform Securities Agent State Law Examination
    2009-12-23
Other Names
  • Mark C. Gregory
  • Mark Christopher Gregory

View on SEC IAPD

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