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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
25124 Narbonne Ave. Suite 205, Lomita, CA 90717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avanatx Investment Services | Lomita | CA | 04/2019 | 09/2025 |
| Hazard Financial | Lomita | CA | 01/2009 | Present |
| C2 Financial Corporation | San Diego | CA | 03/2010 | Present |
| Peninsula Equity | Lomita | CA | 03/2010 | Present |
| Avanatx Insurance Agency Llc | Lomita | CA | 06/2020 | 09/2025 |
| Avantax Advisory Services | Lomita | CA | 02/2020 | 09/2025 |
| Cetera Wealth Services, Llc | Lomita | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Hazard Financial~NIR~25124 Narbonne Avenue, 205~Lomita~CA~90717~Accounting Services/Tax Preparation~Employee~1/5/2009~128hrs~128hrs~I am an Enrolled Agent and prepare taxes. I also have administration duties. Those duties include scheduling wholesaler appointments, send out monthly newsletters, input invoices for the tax practice and account receivables, order supplies, and help with IT issues. 2) Peninsula Equity~NIR~25124 Narbonne Avenue, 205~Lomita~CA~90717~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Other~3/1/2010~1hrs~1hrs~I am a licensed with the DRE as a Mortgage Loan Originator and generate home loans through the Broker where my mortgage license is held. 3) C2 Financial Corporation~NIR~10509 Vista Sorrento Pkwy #200~San Diego~CA~92121~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Independent Contractor~3/1/2010~2hrs~1hrs~I am licensed through the CA BRE, National Mortgage Licensing System and sponsored by C2 Financial Corporation to originate mortgage loans exclusively for them. As a Real Estate Salesperson, I have no decision on lending, securing credit, or funding in any capacity. All the loans generated are directly funded through the wholesale lending channel. I do not loan personal/partnership funds in any manner. 4) HAZARD, IWAI, MOON AND ASSOCIATES POSITION: Enrolled Agent NATURE: I am licensed as an Enrolled Agent and prepare income taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2021 ADDRESS: 25124 Narbonne Ave., Suite 205, Lomita CA 90717, United States DESCRIPTION: Tax preparation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-01 |
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