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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

25124 Narbonne Ave. Suite 205, Lomita, CA 90717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avanatx Investment Services Lomita CA 04/2019 09/2025
Hazard Financial Lomita CA 01/2009 Present
C2 Financial Corporation San Diego CA 03/2010 Present
Peninsula Equity Lomita CA 03/2010 Present
Avanatx Insurance Agency Llc Lomita CA 06/2020 09/2025
Avantax Advisory Services Lomita CA 02/2020 09/2025
Cetera Wealth Services, Llc Lomita CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2019 → 09/2025
    Avanatx Investment Services
    Lomita, CA
  • 01/2009 → Present
    Hazard Financial
    Lomita, CA
  • 03/2010 → Present
    C2 Financial Corporation
    San Diego, CA
  • 03/2010 → Present
    Peninsula Equity
    Lomita, CA
  • 06/2020 → 09/2025
    Avanatx Insurance Agency Llc
    Lomita, CA
  • 02/2020 → 09/2025
    Avantax Advisory Services
    Lomita, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lomita, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-02-11 → 2025-09-05
    Avantax Advisory Services
    Lomita, CA
    Dallas, TX
Other Businesses

1) Hazard Financial~NIR~25124 Narbonne Avenue, 205~Lomita~CA~90717~Accounting Services/Tax Preparation~Employee~1/5/2009~128hrs~128hrs~I am an Enrolled Agent and prepare taxes. I also have administration duties. Those duties include scheduling wholesaler appointments, send out monthly newsletters, input invoices for the tax practice and account receivables, order supplies, and help with IT issues. 2) Peninsula Equity~NIR~25124 Narbonne Avenue, 205~Lomita~CA~90717~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Other~3/1/2010~1hrs~1hrs~I am a licensed with the DRE as a Mortgage Loan Originator and generate home loans through the Broker where my mortgage license is held. 3) C2 Financial Corporation~NIR~10509 Vista Sorrento Pkwy #200~San Diego~CA~92121~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Independent Contractor~3/1/2010~2hrs~1hrs~I am licensed through the CA BRE, National Mortgage Licensing System and sponsored by C2 Financial Corporation to originate mortgage loans exclusively for them. As a Real Estate Salesperson, I have no decision on lending, securing credit, or funding in any capacity. All the loans generated are directly funded through the wholesale lending channel. I do not loan personal/partnership funds in any manner. 4) HAZARD, IWAI, MOON AND ASSOCIATES POSITION: Enrolled Agent NATURE: I am licensed as an Enrolled Agent and prepare income taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2021 ADDRESS: 25124 Narbonne Ave., Suite 205, Lomita CA 90717, United States DESCRIPTION: Tax preparation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-01
  • S66 Uniform Combined State Law Examination
    2020-02-01

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