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James Conrad Graeber

Neuberger Berman Bd LLC

New York, NY

Westport, CT

CRD 5714276

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-28
NY RA APPROVED 2022-04-22
  • CT RA
    APPROVED
    Since 2024-06-28
  • NY RA
    APPROVED
    Since 2022-04-22

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Westport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Management Llc New York NY 08/2014 Present
Neuberger Berman Llc New York NY 01/2016 Present
  • 08/2014 → Present
    Neuberger Berman Management Llc
    New York, NY
  • 01/2016 → Present
    Neuberger Berman Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-22
  • S63 Uniform Securities Agent State Law Examination
    2015-01-22
Designations
  • Chartered Financial Analyst
Other Names
  • James Gaeber
  • James Conrad Gaeber

View on SEC IAPD

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