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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-10
IN RA APPROVED 2011-10-11
  • TX RA
    APPROVED_RES
    Since 2019-10-10
  • IN RA
    APPROVED
    Since 2011-10-11

Branch Locations

7501 Eagle Crest Blvd., Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Evansville IN 10/2011 Present
  • 10/2011 → Present
    Raymond James & Associates
    Evansville, IN
Previous Registrations
  • 2010-05-24 → 2010-06-21
    Nexgen Capital Investors, Llc
    Chicago, IL
Other Businesses

(1)Name of Business: University of Southern Indiana (USI) Address: 8600 University Blvd., Evansville, IN, 47712, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 08/21/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
  • S66 Uniform Combined State Law Examination
    2009-12-21
Other Names
  • Randy Haaff
  • Randall L Haaff

View on SEC IAPD

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