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Stefano Catalano

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2017-10-23

Branch Locations

60 East 42Nd St, New York, NY 10165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Brooklyn NY 04/2015 09/2017
J.P. Morgan Securities Llc New York NY 09/2017 Present
Jpmorgan Chase Bank, N.A. New York NY 09/2017 Present
  • 04/2015 → 09/2017
    Hsbc Bank Usa, N.A.
    Brooklyn, NY
  • 09/2017 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 09/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2013-07-30 → 2017-09-27
    Hsbc Securities (Usa) Inc.
    Bronx, NY
    Brooklyn, NY
    Brooklyn, NY
  • 2012-10-01 → 2013-06-27
    J.P. Morgan Securities Llc
    Brooklyn, NY
    Brooklyn, NY
  • 2011-07-22 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-21
S63 Uniform Securities Agent State Law Examination 2010-01-28
  • S65 Uniform Investment Adviser Law Examination
    2011-07-21
  • S63 Uniform Securities Agent State Law Examination
    2010-01-28
Other Names
  • Stefano N Catalano
  • Stefano Nicholas Catalano

View on SEC IAPD

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