Thomas Moore Weddington

Current Employers

Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2012-01-31

TN RA
APPROVED

Since 2012-01-31

Branch Locations

7 Security Drive, Jackson, TN 38305 • United States

5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thoroughbred Financial Services, Llc	Jackson	TN	02/2010	Present

02/2010 → Present

Thoroughbred Financial Services, Llc

Jackson, TN

Other Businesses

THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 -INVESTMENT RELATED - INSURANCE AGENT - SINCE 2010- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-12-15
S65	Uniform Investment Adviser Law Examination	2010-09-27

S63 Uniform Securities Agent State Law Examination

2010-12-15
S65 Uniform Investment Adviser Law Examination

2010-09-27

View on SEC IAPD

Current Employers

Thoroughbred Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews