Best Investors
Account
Sign in
Best Investors
Account
Sign in
Credit Union Investment Services CRD 144871
$111.0K regulatory AUM 36,300 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Mount Airy | NC | 05/2016 | Present |
| Secu Brokerage Services | Raleigh | NC | 07/2016 | Present |
| Secu Life Insurance Company | Raleigh | NC | 07/2016 | Present |
| Members Trust Company | Tampa | FL | 06/2016 | Present |
| Credit Union Investment Services | Raleigh | NC | 07/2016 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE: 5/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 7/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: JUNE, 2016. TITLE: TRUST REP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-19 |
| S66 | Uniform Combined State Law Examination | 2009-01-15 |
Reach out to this advisor