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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-02-21
VA RA APPROVED 2019-02-21
  • NC RA
    APPROVED
    Since 2019-02-21
  • VA RA
    APPROVED
    Since 2019-02-21

Branch Locations

324 N South St, Mount Airy, NC 27030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Mount Airy NC 11/2013 Present
John Philips Insurance Agency Mount Airy NC 05/2014 Present
State Farm Investment Management Corp. Mount Airy NC 01/2019 Present
  • 11/2013 → Present
    State Farm Vp Management Corp
    Mount Airy, NC
  • 05/2014 → Present
    John Philips Insurance Agency
    Mount Airy, NC
  • 01/2019 → Present
    Mount Airy, NC
Other Businesses

1) Surry County Educational Foundation; Non-Investment-Related; 209 N. Crutchfield St, Dobson, NC 27017; Education; Board Member; 1/1/2021; 8; 8; Fundraising committee. 2) John Philips's Insurance Agency; Insurance Agency; Investment-related; 324 N South St Mount Airy, NC 27030-3532; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 5/1/2014; 80; 80; Service customers and supervise employees 3) John Philips - Property #1 (Personally Held Real Estate); investment-related; 1610 Dale Earnhardt BLVD Kannapolis, NC 28081; Investment or Commercial Property; Owner; none; 1/1/2006; 1; 0; Duties: Privately held rental building

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-21
S63 Uniform Securities Agent State Law Examination 2000-10-27
  • S65 Uniform Investment Adviser Law Examination
    2019-02-21
  • S63 Uniform Securities Agent State Law Examination
    2000-10-27

View on SEC IAPD

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