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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-26
TX RA APPROVED 2025-09-05
VA RA APPROVED 2025-09-05
  • NC RA
    APPROVED
    Since 2026-01-26
  • TX RA
    APPROVED
    Since 2025-09-05
  • VA RA
    APPROVED
    Since 2025-09-05

Branch Locations

190 Virginia St, Mount Airy, NC 27030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plott & French Financial Advisors Radford VA 02/2019 05/2023
Joel Isaacson & Co New York NY 07/2017 02/2019
C & C Fencing Woodlawn VA 12/2015 07/2017
Geneos Wealth Management, Inc. Radford VA 02/2019 05/2023
Avantax Investment Services Inc. Galax VA 05/2023 09/2025
Avantax Advisory Services Galax VA 05/2023 09/2025
Avantax Insurance Services Galax VA 05/2023 09/2025
Morgan Financial Group Llc Galax VA 05/2023 06/2023
Roto Sports Inc Galax VA 10/2022 01/2026
Jagerbombs Fantasy Sports Galax VA 07/2021 Present
Morgan & Shinault Wealth Advisors Galax VA 05/2023 06/2023
Roto Sports Inc. Galax VA 10/2022 Present
Morgan Financial Group Llc Galax VA 06/2023 Present
Morgan & Shinault Wealth Advisors Galax VA 06/2023 01/2026
Cetera Wealth Services, Llc Galax VA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2019 → 05/2023
    Plott & French Financial Advisors
    Radford, VA
  • 07/2017 → 02/2019
    Joel Isaacson & Co
    New York, NY
  • 12/2015 → 07/2017
    C & C Fencing
    Woodlawn, VA
  • 02/2019 → 05/2023
    Radford, VA
  • 05/2023 → 09/2025
    Avantax Investment Services Inc.
    Galax, VA
  • 05/2023 → 09/2025
    Avantax Advisory Services
    Galax, VA
  • 05/2023 → 09/2025
    Avantax Insurance Services
    Galax, VA
  • 05/2023 → 06/2023
    Morgan Financial Group Llc
    Galax, VA
  • 10/2022 → 01/2026
    Roto Sports Inc
    Galax, VA
  • 07/2021 → Present
    Jagerbombs Fantasy Sports
    Galax, VA
  • 05/2023 → 06/2023
    Morgan & Shinault Wealth Advisors
    Galax, VA
  • 10/2022 → Present
    Roto Sports Inc.
    Galax, VA
  • 06/2023 → Present
    Morgan Financial Group Llc
    Galax, VA
  • 06/2023 → 01/2026
    Morgan & Shinault Wealth Advisors
    Galax, VA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Galax, VA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-05-31 → 2025-09-05
    Avantax Advisory Services
    Galax, VA
    Dallas, TX
  • 2019-07-23 → 2023-06-05
    Radford, VA
    Blacksburg, VA
Other Businesses

1) JAGERBOMBS FANTASY SPORTS POSITION: Research Content Provider NATURE: This company provides research in various forms (mostly excel spreadsheets and articles) to customers for help in their statistical research for fantasy sports purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2021 ADDRESS: 413 COLEMAN RIDGE RD, GALAX VA 24333, United States DESCRIPTION: Develop and curate statistical sheets for college football, basketball, soccer, golf. Write articles for NASCAR, college football and basketball 2) NAME OF OTHER BUSINESS: STEWARDSHIP RETIREMENT PLANNING; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
  • S66 Uniform Combined State Law Examination
    2019-06-03
Designations
Other Names
  • Dane Shinault
  • Anthony Shinault
  • Anthony D Shinault

View on SEC IAPD

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