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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
15915 Katy Freeway Suite 165, Houston, TX 77094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Houston | TX | 09/2009 | 11/2023 |
| Osaic Wealth, Inc. | Houston | TX | 11/2023 | Present |
1. ASHISH PHILIP MATHEWS POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/03/2019 ADDRESS: 15915 Katy Freeway, Suite 165, Houston TX 77094, United States DESCRIPTION: sales and service support of disability/life/health products 2. REJI P. MATHEWS POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 03/02/2009 ADDRESS: 15915 Katy Freeway, Suite 165, Houston TX 77094, United States DESCRIPTION: Office administrative duties including client services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-27 |
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