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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-23 |
| CO | RA | APPROVED | 2019-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 11/2015 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 04/2019 | Present |
| Unemployed | Denver | CO | 03/2018 | 04/2019 |
| Bank Of America, N.A. | Denver | CO | 01/2022 | Present |
I*131140 For profit or not for profit: For-Profit Organization Name of outside business organization: Kids Mile High Pediatric Dentistry Stapleton Investment related: N Address of business: Denver, Colorado 80238 Nature of business: Partnership, Position, title, association: Part-Time, Start date of relationship: 5/9/2020 Number of hours devoted: 64 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a dental office and I will be assisting with administrative/front desk/phones responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-27 |
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