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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2011-03-23
  • AL RA
    APPROVED
    Since 2011-03-23

Branch Locations

715 Walnut St Ste 100, Gadsden, AL 35901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2009 Present
Northwestern Mutual Investment Services, Llc Gadsden AL 04/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 08/2009 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2010 → Present
    Gadsden, AL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. BUSINESS OWNERSHIP/SELF EMPLOYED, 238 OAK LEAF LANE, GLENCOE, , ALABAMA, 35905, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/24/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROMOTION OF 2-3 GOSPEL MUSIC CONCERTS PER YEAR...USE ONLINE/SOCIAL MEDIA FOR ADVERTISING AND MARKETING AND THEN INVOLVED ON THE DAY OF THE EVENT WITH EVENT ADMINSITRATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-22
  • S66 Uniform Combined State Law Examination
    2011-03-22

View on SEC IAPD

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