Jeffrey Adam Little

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Gadsden, AL
• 11/2016 → 08/2021
  Wells Fargo Clearing Services, Llc
  Gadsden, AL
• 08/2021 → Present
  Raymond James & Associates, Inc.
  Gadsden, AL
• 11/2020 → Present
  City Of Glencoe, Al
  Glencoe, AL

Previous Registrations

• 2008-11-17 → 2021-08-18
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Gadsden, AL
• 1991-11-22 → 2008-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gadsden, AL
  Gadsden, AL

Other Businesses

(1)Name of Business: 4J Holding's LLC Address: 1124 Green Valley Rd, Glencoe , AL, 35905, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a family LLC that holds the land that surrounds my home and one building that is rental property. (2)Name of Business: City of Glencoe, AL Address: 201 Chastain Boulevard West, Glencoe, AL, 35905, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Downtown Partners, LLC Address: 1124 Green Valley Rd, Glencoe, AL, 35905, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/30/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Impact Properties, LLC Address: 1124 Green Valley Rd, Glencoe , AL, 35905, United States Activity Type: Rental Real Estate Position/Title: Passive investor, Partner Investment Related: Yes Start Date: 05/30/1997 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a 1/3 owner of this LLC and I have very little, if any, responsibility in the day to day operation.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-12
• S63 Uniform Securities Agent State Law Examination
  1989-11-09