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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED | 2024-01-05 |
Branch Locations
2010 Club Drive Suite 300, Gadsden, AL 35901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Gadsden | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Gadsden | AL | 11/2016 | 01/2024 |
| Wells Fargo Advisors Financial Network, Llc | Gadsden | AL | 01/2024 | Present |
LEGACY WEALTH MANAGEMENT LLC, NOT INV RELATED, GADSDEN, AL, 33% OWNERSHIP, START DATE: 9/28/23, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET; TRUSTEE FOR LEGACY WEALTH MANAGEMENT 401K, INV RELATED, GADSDEN, AL, START: 4/10/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE 401K. FIRST BAPTIST CHURCH OF GADSDEN-FINANCE COMMITTEE; NOT INV RELATED; GADSDEN, AL; RELIGIOUS/EVANGELISM;0% OWNERSHIP; MEMBER OF THE FINANCE COMMITTEE; START DATE: 01/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-01 |
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