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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-05
AL RA APPROVED 2021-12-09
  • TX RA
    APPROVED
    Since 2022-04-05
  • AL RA
    APPROVED
    Since 2021-12-09

Branch Locations

1907 Rainbow Drive, Gadsden, AL 35901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc Gadsden AL 08/2021 Present
Hewlett Packard Enterprise Alpharetta GA 06/2017 06/2021
The University Of Alabama Tuscaloosa AL 08/2013 06/2017
  • 08/2021 → Present
    Raymond James And Associates, Inc
    Gadsden, AL
  • 06/2017 → 06/2021
    Hewlett Packard Enterprise
    Alpharetta, GA
  • 08/2013 → 06/2017
    The University Of Alabama
    Tuscaloosa, AL
Other Businesses

(1) 4J Holdings LLC, 1460 Sturkietown Rd, Southside, AL, Rental Real Estate, 11/02/2021, Position/Title: N/A, Investment Related: Y HPM: 0-1; HPM trad hrs: 0-1 DOD: I am a minority owner of this LLC with no decision making responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-01
  • S66 Uniform Combined State Law Examination
    2021-12-01

View on SEC IAPD

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