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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| FL | RA | APPROVED | 2009-12-08 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Fort Lauderdale | FL | 08/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. CAMBRIA PRESS; PUBLISHING COMPANY- ACADEMIA; NON INVESTMENT RELATED; GAINSBOROUGH HOUSE, LONDON W7D 2EU; AUTHOR; 0 DURING 0 OUTSIDE SECURITIES HOURS. WROTE BOOK IN 2008; 2. THE BREAKERS CONDOMINIUM ASSOCIATION BOARD, INC.; FT LAUDERDALE, FL; 5/2014; TREASURER; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 2; BUDGET MANAGEMENT 3.*513322- Loan; Investment related-Yes; Long Branch, New Jersey; 07/2022; During business hours: 0; After business hours: 0 4.*539432 - Community Foundation of Broward; Investment related No; Fort Lauderdale, Florida; Non-Profit, Charitable;Investment Committee, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 1; After business hours: 0.5;Other *596412- Kobayashi Maru, LLC.; Investment related: Yes; Fort Lauderdale, Florida; Real Estate; Member/Manager (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 0; Administrative *618551 - Personal Stamp Collection Sales; Investment related: No; Fort Lauderdale, Florida; Art/Culture; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 3; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-01 |
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