Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-16
KS RA APPROVED 2017-01-12
  • TX RA
    APPROVED_RES
    Since 2020-01-16
  • KS RA
    APPROVED
    Since 2017-01-12

Branch Locations

900 Massachusetts St Ste 403, Lawrence, KS 66044 • United States

Lawrence, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lawrence KS 08/2009 03/2020
Ameriprise Financial Services, Llc Lawrence KS 03/2020 Present
Other Businesses

Business Ownership; Ashwood Insights LLC; Owner; Manage Ameriprise Business; 255 N Michigan St, 27, Lawrence, KS, 66044; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Lawrence Restaurant Association; Treasurer; PO Box 402, , Lawrence, KS, 66044; Not Investment-Related; 04/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Positive Bright Start; Officer; 1900 Delaware St, , Lawrence, KS, 66046; Not Investment-Related; 08/22/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2014-12-22
Other Names
  • Kristin Elizabeth Ashby
  • K Meisel

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lawrence, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor