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Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-06-06
  • NJ RA
    APPROVED
    Since 2019-06-06

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

190 Main St. P.O. Box 500, Gladstone, NJ 07934 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tucker Asset Management Llc Littleton CO 02/2019 Present
Strategic Retirement Solutions, Llc Bedminster NJ 05/2013 01/2019
Independent Contractor Lebanon NJ 01/2009 01/2019
  • 02/2019 → Present
    Littleton, CO
  • 05/2013 → 01/2019
    Strategic Retirement Solutions, Llc
    Bedminster, NJ
  • 01/2009 → 01/2019
    Independent Contractor
    Lebanon, NJ
Other Businesses

Independent Insurance Agent, Investment Related, 01/2009, Bedminister, NJ, approximately 140 hours.month, all during securities trading hours, insurance sales and services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2018-09-17

View on SEC IAPD

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