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Dixi Jin

Strategic Advisers LLC

Raleigh, NC

Fuquay Varina, NC

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
NC RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • NC RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

4509 Creedmoor Rd Suite 101, Raleigh, NC 27612-3859 • United States

Fuquay Varina, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chapel Hill NC 10/2015 03/2022
Bank Of America, N.A. Fairfield CT 08/2010 03/2022
Fidelity Investments Raleigh NC 04/2022 Present
Fidelity Investments Boston MA 03/2025 Present
Previous Registrations
  • 2022-05-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Raleigh, NC
  • 2016-03-08 → 2022-03-23
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fairfield, CT
    Fairfield, CT
    Chapel Hill, NC
    Trumbull, CT
    Cary, NC
    Chapel Hill, NC
    Marietta, GA
    Chapel Hill, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-05
S63 Uniform Securities Agent State Law Examination 2009-10-02
  • S66 Uniform Combined State Law Examination
    2016-03-05
  • S63 Uniform Securities Agent State Law Examination
    2009-10-02

View on SEC IAPD

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OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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