Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2015-12-07
NJ RA APPROVED 2015-12-03
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2015-12-07
  • NJ RA
    APPROVED
    Since 2015-12-03

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 12/2015 Present
Previous Registrations
  • 2008-10-10 → 2015-12-21
    Credit Suisse Securities (Usa) Llc
    New York, NY
Other Businesses

1) ERIC P. BERGER IRREVOCABLE TRUST -TRUSTEE OF TRUST AND BUSINESSES HELD BY THE AFOREMENTIONED TRUST (SOME ASPECTS OF BUSINESS ARE PARTIALLY HELD)--BERGER INSURANCE SERVICES, INC. THIS IS AN INDEPEDENT INSURANCE AGENCY SELLING TRADITIONAL INSURANCE PRODUCTS IN THE LIFE/HEALTH AND PROPERTY/CASUALTY AREAS. THIS IS AN INVESTMENT-RELATED BUSINESS. I AM NOT ACTIVELY INVOLVED IN THE MANAGEMENT OF THIS BUSINESS. I SPEND 0 HOURS MONTHLY IN ACTIVITIES RELATED TO THIS BUSINESS./ THE LOCATION OF BERGER INSURANCE SERVICES, INC., IS 800 SOUTH PARROTT AVENUE, OKEECHOBEE, FL 34974 /// 2) ELP LLC / 425 SW Park Street Okeechobe,FL 34972 / Partnership/ Real Estate / residential real estate and development / Partner / / investor / Start Date 12/1/15 /// 3) The Founder's Council of the Williams Institute of UCLA School of Law / 1541 S Shenandoah St Los Angeles,CA 90035 / Other/ Other academic non-profit / academic think tank / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Advisory Council / Start Date 12/1/10 non-profit organization /// 4) Billy Jean King Musical; Theater; New York, New York; Theatrical Production; Sport & Leisure Facilities; Inviting potential non-client investors to attend shows/presentations.; Advisor or advisory group member if advice given may influence an officer/board; Assistance with relationship introductions; Start date: 12/2/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-10
  • S66 Uniform Combined State Law Examination
    2008-09-10
Other Names
  • Eric Berger

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor