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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2015-12-07 |
| NJ | RA | APPROVED | 2015-12-03 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 12/2015 | Present |
1) ERIC P. BERGER IRREVOCABLE TRUST -TRUSTEE OF TRUST AND BUSINESSES HELD BY THE AFOREMENTIONED TRUST (SOME ASPECTS OF BUSINESS ARE PARTIALLY HELD)--BERGER INSURANCE SERVICES, INC. THIS IS AN INDEPEDENT INSURANCE AGENCY SELLING TRADITIONAL INSURANCE PRODUCTS IN THE LIFE/HEALTH AND PROPERTY/CASUALTY AREAS. THIS IS AN INVESTMENT-RELATED BUSINESS. I AM NOT ACTIVELY INVOLVED IN THE MANAGEMENT OF THIS BUSINESS. I SPEND 0 HOURS MONTHLY IN ACTIVITIES RELATED TO THIS BUSINESS./ THE LOCATION OF BERGER INSURANCE SERVICES, INC., IS 800 SOUTH PARROTT AVENUE, OKEECHOBEE, FL 34974 /// 2) ELP LLC / 425 SW Park Street Okeechobe,FL 34972 / Partnership/ Real Estate / residential real estate and development / Partner / / investor / Start Date 12/1/15 /// 3) The Founder's Council of the Williams Institute of UCLA School of Law / 1541 S Shenandoah St Los Angeles,CA 90035 / Other/ Other academic non-profit / academic think tank / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Advisory Council / Start Date 12/1/10 non-profit organization /// 4) Billy Jean King Musical; Theater; New York, New York; Theatrical Production; Sport & Leisure Facilities; Inviting potential non-client investors to attend shows/presentations.; Advisor or advisory group member if advice given may influence an officer/board; Assistance with relationship introductions; Start date: 12/2/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-10 |
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