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Roderick Scott Williams

Hmv Wealth Advisors, LLC

Shreveport, LA

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Current Employers
Hmv Wealth Advisors, Llc

333 Texas Street Suite 1525, Shreveport, LA 71101 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-09-14
TX RA APPROVED 2018-08-23
  • LA RA
    APPROVED
    Since 2018-09-14
  • TX RA
    APPROVED
    Since 2018-08-23

Branch Locations

333 Texas Street Suite 1525, Shreveport, LA 71101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Longview TX 02/2009 07/2018
Pfs Investments Inc. Longview TX 10/2009 07/2018
Heard, Mcelroy, & Vestal Llc Shreveport LA 10/2015 Present
Hmv Wealth Advisors, Llc Shreveport LA 07/2018 Present
  • 02/2009 → 07/2018
    Primerica Financial Services
    Longview, TX
  • 10/2009 → 07/2018
    Longview, TX
  • 10/2015 → Present
    Heard, Mcelroy, & Vestal Llc
    Shreveport, LA
  • 07/2018 → Present
    Shreveport, LA
Previous Registrations
  • 2012-08-13 → 2015-10-14
    Shreveport, LA
    Shreveport, LA
    Shreveport, LA
    Tustin, CA
    Shreveport, LA
    Longview, TX
Other Businesses

1) Williams & Williams Real Estate, Inc., Shreveport, LA 71106. Start date of relationship is 05/1999. This business is non-investment related. Commercial rental property (family owned business), Mr. Williams is the President and a Shareholder. Duties include general oversight of property and negotiating leases with tenants. Mr. Williams devotes 1 to 2 hours per month to this business, 0 of which are during securities trading hours. 2) Mr. Williams is the trustee of the Chris & Denyse Williams Childrens Trust (Shreveport, LA) since 01/2012. His duties include administration of the assets held in the trust. Mr. Williams devotes approximately less than one hour per month to his responsibilities for the trust. 3) Heard, McElroy & Vestal LLC, 333 Texas Street, Suite 1525, Shreveport, LA 71101.The firm is an accounting firm. Start date of the relationship is 10/2015, This business is non-investment related. Mr. Williams is a Tax Manager. He devotes less than 5 hours per month, during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-14
S63 Uniform Securities Agent State Law Examination 2011-09-09
  • S65 Uniform Investment Adviser Law Examination
    2018-03-14
  • S63 Uniform Securities Agent State Law Examination
    2011-09-09

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