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333 Texas Street Suite 1525, Shreveport, LA 71101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-09-14 |
| TX | RA | APPROVED | 2018-08-23 |
Branch Locations
333 Texas Street Suite 1525, Shreveport, LA 71101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Longview | TX | 02/2009 | 07/2018 |
| Pfs Investments Inc. | Longview | TX | 10/2009 | 07/2018 |
| Heard, Mcelroy, & Vestal Llc | Shreveport | LA | 10/2015 | Present |
| Hmv Wealth Advisors, Llc | Shreveport | LA | 07/2018 | Present |
1) Williams & Williams Real Estate, Inc., Shreveport, LA 71106. Start date of relationship is 05/1999. This business is non-investment related. Commercial rental property (family owned business), Mr. Williams is the President and a Shareholder. Duties include general oversight of property and negotiating leases with tenants. Mr. Williams devotes 1 to 2 hours per month to this business, 0 of which are during securities trading hours. 2) Mr. Williams is the trustee of the Chris & Denyse Williams Childrens Trust (Shreveport, LA) since 01/2012. His duties include administration of the assets held in the trust. Mr. Williams devotes approximately less than one hour per month to his responsibilities for the trust. 3) Heard, McElroy & Vestal LLC, 333 Texas Street, Suite 1525, Shreveport, LA 71101.The firm is an accounting firm. Start date of the relationship is 10/2015, This business is non-investment related. Mr. Williams is a Tax Manager. He devotes less than 5 hours per month, during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-09 |
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