Roderick Scott Williams

Employer firm

Hmv Wealth Advisors, LLC CRD 297747

$465M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 07/2018
  Primerica Financial Services
  Longview, TX
• 10/2009 → 07/2018
  Pfs Investments Inc.
  Longview, TX
• 10/2015 → Present
  Heard, Mcelroy, & Vestal Llc
  Shreveport, LA
• 07/2018 → Present
  Hmv Wealth Advisors, Llc
  Shreveport, LA

Previous Registrations

• 2012-08-13 → 2015-10-14
  Pfs Investments Inc.
  Shreveport, LA
  Shreveport, LA
  Shreveport, LA
  Tustin, CA
  Shreveport, LA
  Longview, TX

Other Businesses

1) Williams & Williams Real Estate, Inc., Shreveport, LA 71106. Start date of relationship is 05/1999. This business is non-investment related. Commercial rental property (family owned business), Mr. Williams is the President and a Shareholder. Duties include general oversight of property and negotiating leases with tenants. Mr. Williams devotes 1 to 2 hours per month to this business, 0 of which are during securities trading hours. 2) Mr. Williams is the trustee of the Chris & Denyse Williams Childrens Trust (Shreveport, LA) since 01/2012. His duties include administration of the assets held in the trust. Mr. Williams devotes approximately less than one hour per month to his responsibilities for the trust. 3) Heard, McElroy & Vestal LLC, 333 Texas Street, Suite 1525, Shreveport, LA 71101.The firm is an accounting firm. Start date of the relationship is 10/2015, This business is non-investment related. Mr. Williams is a Tax Manager. He devotes less than 5 hours per month, during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-14
• S63 Uniform Securities Agent State Law Examination
  2011-09-09