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Joshua Mandelbaum

Sapient Capital LLC

New York, NY

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Current Employers
Sapient Capital Llc

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-17
  • NY RA
    APPROVED
    Since 2025-11-17

Branch Locations

650 5Th Ave Suite 2200, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 08/2009 11/2025
Jpmorgan Chase Bank, N.A. New York NY 07/2008 11/2025
Sapient Capital Llc New York NY 11/2025 Present
Previous Registrations
  • 2024-03-15 → 2025-11-17
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-15
S63 Uniform Securities Agent State Law Examination 2009-10-20
  • S65 Uniform Investment Adviser Law Examination
    2024-03-15
  • S63 Uniform Securities Agent State Law Examination
    2009-10-20
Other Names
  • Joshua Mandelbaum
  • Joshua Martin Mandelbaum

View on SEC IAPD

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