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Sapient Capital LLC CRD 324899
$13.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 08/2009 | 11/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2008 | 11/2025 |
| Sapient Capital Llc | New York | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-20 |
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