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Alexander Gallegos

Osaic Wealth, Inc.

Warrenville, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Westchester IL 02/2015 12/2016
Woodbury Financial Services Inc Warrenville IL 03/2017 01/2024
Osaic Wealth, Inc. Warrenville IL 01/2024 Present
  • 02/2015 → 12/2016
    Bmo Harris Financial Advisors
    Westchester, IL
  • 03/2017 → 01/2024
    Woodbury Financial Services Inc
    Warrenville, IL
  • 01/2024 → Present
    Warrenville, IL
Previous Registrations
  • 2017-03-21 → 2024-01-19
    Woodbury Financial Services, Inc.
    Warrenville, IL
  • 2015-02-17 → 2016-08-25
    Bmo Harris Financial Advisors, Inc.
    North Riverside, IL
    Westchester, IL
  • 2009-10-12 → 2015-01-06
    St Louis, MO
    Riverside, IL
    Riverside, IL
Other Businesses

1) RIVERSIDE CHAMBER OF COMMERCE POSITION: Vice President NATURE: The Chamber of Commerce promotes local businesses with events such as car shows, holiday stroll, and a summer festival. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 1 Riverside Rd, Riverside IL 60546 DESCRIPTION: As Vice President, I respresent the Chamber of Commerce to the Village Board of Trustees, act as Liason and inform the publice of upcoming Chamber events. 2)RIVERSIDE TWP LIONS CLUB POSITION: Director NATURE: The Lions Club raises funds for the blind and the deaf. It is a part of Lions Club International INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/10/2015 ADDRESS: 1 Riverside Rd, Riverside IL 60546, United States DESCRIPTION: attend meetings and vote on board issues 3) NORTHPOINT FINANCIAL GROUP POSITION: Financial Adviser NATURE: Northpoint Financial Group is the firm affiliation of Woodbury. it is a DBAi do fixed and traditional annuity business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/20/2017; ADDRESS: 27575 FERRY RD, WARRENVILLE IL 60555, United States; DESCRIPTION: advising clients of securities and investment selections. 4) RIVERSIDE VILLAGE BOARD OF TRUSTESS POSITION: Trustee NATURE: Riverside Village Board of Trustees INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2019 ADDRESS: 27 Riverside Rd, Riverside IL 60546, United States DESCRIPTION: Serving on the board includes discussion and decisions about village government issues of Parks and Recreation, Public Safety, Economic Development, and other civic matters.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-09
  • S66 Uniform Combined State Law Examination
    2009-10-09
Other Names
  • Alexander V Gallegos

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