Brent Thomas Peters

Employer firm

Quants Capital Management, Inc CRD 153124

$19.6M regulatory AUM 39 advisory clients

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2018
  Lpl
  Clemmons, NC
• 11/2018 → 01/2019
  Unemployed
  High Point, NC
• 01/2019 → 11/2022
  Td Ameritrade
  Omaha, NE
• 11/2022 → 10/2024
  Quants Inc
  Winston-Salem, NC
• 11/2024 → Present
  Quants Capital Management, Inc
  El Segundo, CA

Previous Registrations

• 2019-01-29 → 2022-11-16
  Td Ameritrade Investment Management, Llc
  Greensboro, NC
  Greensboro, NC
• 2019-01-29 → 2022-10-14
  Td Ameritrade, Inc.
  Greensboro, NC
• 2016-07-13 → 2018-11-07
  Lpl Financial Llc
  Clemmons, NC
• 2013-01-17 → 2016-07-18
  Invest Financial Corporation
  Appleton, WI
  Kernersville, NC
• 2009-10-12 → 2013-01-17
  Edward Jones
  Kernersville, NC
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2009-10-08

Other Names

• Brent Peters