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Inactive

Brent Thomas Peters

Quants Capital Management, Inc

El Segundo, CA

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Current Employers
Quants Capital Management, Inc

400 Continental Blvd Ste 600, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-12
  • CA RA
    APPROVED
    Since 2024-11-12

Branch Locations

400 Continental Blvd Ste 600, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Clemmons NC 07/2016 11/2018
Unemployed High Point NC 11/2018 01/2019
Td Ameritrade Omaha NE 01/2019 11/2022
Quants Inc Winston-Salem NC 11/2022 10/2024
Quants Capital Management, Inc El Segundo CA 11/2024 Present
  • 07/2016 → 11/2018
    Lpl
    Clemmons, NC
  • 11/2018 → 01/2019
    Unemployed
    High Point, NC
  • 01/2019 → 11/2022
    Td Ameritrade
    Omaha, NE
  • 11/2022 → 10/2024
    Quants Inc
    Winston-Salem, NC
  • 11/2024 → Present
    Quants Capital Management, Inc
    El Segundo, CA
Previous Registrations
  • 2019-01-29 → 2022-11-16
    Td Ameritrade Investment Management, Llc
    Greensboro, NC
    Greensboro, NC
  • 2019-01-29 → 2022-10-14
    Td Ameritrade, Inc.
    Greensboro, NC
  • 2016-07-13 → 2018-11-07
    Lpl Financial Llc
    Clemmons, NC
  • 2013-01-17 → 2016-07-18
    Invest Financial Corporation
    Appleton, WI
    Kernersville, NC
  • 2009-10-12 → 2013-01-17
    Edward Jones
    Kernersville, NC
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-08
  • S66 Uniform Combined State Law Examination
    2009-10-08
Other Names
  • Brent Peters

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
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