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John Thomas Evans

Osaic Wealth, Inc.

Cape Coral, FL

CRD 5705658

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-30
FL RA APPROVED 2025-10-27
  • TX RA
    APPROVED
    Since 2026-01-30
  • FL RA
    APPROVED
    Since 2025-10-27

Branch Locations

1708 Cape Coral Parkway West Ste 12, Cape Coral, FL 33914-6985 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2009 04/2023
Commonwealth Financial Network Waltham MA 04/2023 10/2025
Four Pillars Investment Management Cape Coral FL 04/2023 Present
Osaic Cape Coral FL 10/2025 Present
  • 08/2009 → 04/2023
    St. Louis, MO
  • 04/2023 → 10/2025
    Waltham, MA
  • 04/2023 → Present
    Four Pillars Investment Management
    Cape Coral, FL
  • 10/2025 → Present
    Osaic
    Cape Coral, FL
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 04/27/2023; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. FOUR PILLARS INVESTMENT MANAGEMENT POSITION: Agent of Record NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/26/2013 ADDRESS: 1708 Cape Coral Parkway West, Suite 12, Cape Coral FL 33914, United States DESCRIPTION: Monitor asset for client.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-09
  • S66 Uniform Combined State Law Examination
    2009-10-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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