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Alec L Nielsen

Wells Fargo Clearing Services, LLC

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-01
TX RA APPROVED 2023-06-01
  • IA RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED
    Since 2023-06-01

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp West Des Moines IA 03/2016 10/2018
N/A Unemployed West Des Moines IA 10/2018 04/2019
Reclaimed Rails Brewing Bondurant IA 04/2019 05/2019
Symetra Life Insurance Company West Des Moines IA 05/2019 10/2022
Symetra Securities, Inc Bellevue WA 05/2019 10/2022
Wells Fargo Clearing Services, Llc Des Moines IA 04/2023 Present
Unemployed Waukee IA 10/2022 04/2023
  • 03/2016 → 10/2018
    Broker Dealer Financial Services Corp
    West Des Moines, IA
  • 10/2018 → 04/2019
    N/A Unemployed
    West Des Moines, IA
  • 04/2019 → 05/2019
    Reclaimed Rails Brewing
    Bondurant, IA
  • 05/2019 → 10/2022
    Symetra Life Insurance Company
    West Des Moines, IA
  • 05/2019 → 10/2022
    Symetra Securities, Inc
    Bellevue, WA
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Des Moines, IA
  • 10/2022 → 04/2023
    Unemployed
    Waukee, IA
Previous Registrations
  • 2016-04-04 → 2018-10-20
    Investment Advisors Corp
    West Des Moines, IA
  • 2015-06-24 → 2016-03-10
    Arete Wealth Advisors, Llc
    West Des Moines, IA
    Chicago, IL
  • 2014-05-23 → 2015-06-10
    Synergy Investment Group, Llc
    Kannapolis, NC
  • 2011-08-31 → 2012-08-28
    Dewaay Capital Management
    West Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-30
  • S66 Uniform Combined State Law Examination
    2011-08-30
Designations
Other Names
  • Alec Nielsen
  • Alec Leon Nielsen

View on SEC IAPD

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JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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